The Historical Study of Orthodox Theology
Some Basic Guidelines
by Archbishop Chrysostomos
In discussing the historical events and theological trends that determined
the interaction between the Byzantine East and the Latin West in the thirteenth
and fourteenth centuries, from the sack of Constantinople to the Hesychastic
Controversy, which is our central concern during this semester, we will attempt
to dispel certain prejudices and wrong assumptions about the nature of Byzantine
theology, which can be said to have reached an especially high point of
development during these centuries, as it is understood in the religious Western
world. We will address the psychological world and cognitive paradigms behind
Orthodox religious thought, as well as its relationship to classical Greek
thought, this relationship being one that has been flagrantly distorted in
Western theological and historical commentaries on the Byzantine experience. At
the same time, we must also address some very complex and subtle
historiographical problems that tend to affect both our outlook on these
particular centuries and our general view of the Byzantine Empire. Here, too,
Western prejudices and glaringly superficial and naive assumptions about the
nexus between religion and politicsthe Church and the statehave colored
how scholars study and interpret the events which shaped the course of Byzantine
history.
At the outset, one must be bold and say that it is impossible to study this
period of Byzantine history, if not to some extent the whole of Byzantine
history, without studying theological trends. If one cannot understand the
Byzantine theological tradition without properly putting it into the context of
the technical and very deliberate way that the Greek Fathers drew on and refined
the thought of the Greek ancients, by the same token it would be impossible to
understand historical events in the Byzantine Empire without acknowledging that
theological trends and religious influences helped shape and, in fact, partially
determine the outcome of these events. A scholar who is an atheist, a
doctrinaire social determinist, or simply indifferent to religion will not,
unless he can overcome the historiographical or anthropological presuppositions
which often arise from such ideologies and personal dispositions, come to
anything like an objective or accurate understanding of the Byzantine world and
those who inhabited it. If theological trends are affected by the world in which
they develop (something which one must admit), there is a unity in Byzantine
thoughta sense of continuity that grows out of a studious appeal to the
consensus of the Fathers and a creative repetition of established truth in new
languages and categorieswhich very much tends to mitigate this fact. To
retreat into the hackneyed and largely unfounded charge of caesaro-papism so
often leveled against the Byzantines, and thus to dismiss theological
pronouncements as mere reflections of the vagaries and aims of imperial policy
or of political manipulation, is to distort and to misrepresent the real
dimensions of theology in the Byzantine Empire. If theology was, among the
Byzantines, a topic of everyday discussion even among the common people, as
several chroniclers from various periods tell us, its impact on historical
events was pivotal and not peripheral. One cannot argue, indeed, that events
alone shape history, or that they are unconnected with the intellectual trends
that often generate and shape them; and theology was the stuff of intellectual
life in Byzantium. The historical record and the intellectual ethos of the
Byzantines, permeated as it was by religious issues and spiritual pursuits,
avers this.1
Second, it is absolutely crucial that
we come to an understandingwe who live almost six centuries after the fall of
Constantinopleof the way in which our notion of the Byzantine era has been
shaped by intellectual trends at once inimical to the Byzantine experience and
sympathetic to the ascendancy of Western European thought and according to
historiographical models that are, like all such models, tentative and sometimes
misleading. (Suffice it simply to
mention, as an illustration of these trends and ways of looking at history, the
monumental work of the eighteenth-century English scholar Edward Gibbon, The
History of the Rise and Fall of the Roman Empire, which
paints the Byzantine Empire in quite negative termsas an "inferior"
political entity.) In the Western world, we tend to divide history, after the
recognition of Christianity by the Roman Empire in the fourth century, into
periods corresponding to the subsequent collapse of the Roman Empire in the
fifth and sixth centuries, the restoration of the Roman Empire in Christian form
during the Carolingian Renaissance of the ninth century, the Middle Ages, the
Renaissance, the Reformation, the Enlightenment, and so on. The Byzantine
Empire, on the other hand, saw itself as the inheritor or continuator of the
Roman Empire, which had collapsed in the West, and its Church as the Catholic
Church of that Empire. Greeks, with whom, as a nationality, we too narrowly
associate Byzantium, considered themselves Romaioi
or Romans (that is, citizens of
the Roman Empire), an appellation that still holds, at times, among the
contemporary citizens of Greece. Thus, when one speaks of a Greek Orthodox-Roman
Catholic confrontation during the Middles Ages, he is speaking in categories
that describe an experience and a period of history that are viewed quite
differently in traditional Orthodox countries, where the legacy of Byzantium
persists in a more vivid form than it does in the West. In the historiographical
terminology of the East,2 one
might more accurately speak of this period as an age of confrontation between
the Catholic Church of the Roman Empire (the Orthodox Church) and the Frankish
Church of the emerging, post-Roman
West, a body established under the aegis of the Roman See by Charlemagne in the
ninth century.
Furthermore, the domination of what had
been the administrative center of the Byzantine Empire by Islam for nearly five
centuries (a phenomenon that was already known in large parts of the Empire well
before the fall of Constantinople itself in 1453), as well as the fall of
Eastern Europe and that surviving part of the Byzantine world that did not
wholly succumb to Turkish rule to the yoke of Communism in the twentieth
century, left the Orthodox world in difficult circumstances. If, as I have said,
the Byzantine experience cannot be separated from the theological precepts that
helped determine much of its history and that played such a vital rôle in so
many events, it is self-evident that to publish or disseminate studies of the
Byzantine Empire and its theological traditions under the harsh restrictions of
Islamic rule and the anti-religious policies of the communist era was
exceedingly difficult. This does not necessarily mean, as Jean Cardinal
Daniélou has written, that the cultural continuity of the Byzantine East with
its ancient Greek heritage ended with the fall of Constantinople,3
or that a high level of
intellectual activity did not survive the Turkish occupation. Professor
Constantine Cavarnos, for one, has written extensively on this subject, and his
observations tend to contradict this unfounded claim.4
Nonetheless, the Turkish occupation and, more recently, militant communist
attempts in the last century to eradicate any memory of the religious ethos that
formed the traditional life and thought of those Eastern European countries that
came under its sway took their toll. The struggle for the mere survival of
unpopular, and even outlawed, intellectual traditions leaves little opportunity
for that refinement of thought that the Christian West has enjoyed to a far
greater extent, in contemporary times, than the Christian East. Thus, it is
understandable that portrayals of
Byzantium from the perspective of those who were intimate with (or at least
sympathetic to) its legacy immediately after the Fall of Constantinople (save
for a relatively small number of chroniclers) and in the contemporary world have
neither been easy to finduntil fairly recent timesnor all that numerous,
when compared to materials available in other areas of historical research in
the West.
Third, Islamic conquests and the later
onslaught of Communism also led to a significant exodus of intellectuals from
the lands which comprised what was formerly the Byzantine Empireor again,
more properly, the Roman Empire, since the word "Byzantine," while
certainly useful and part of predominant historical nomenclature, is nonetheless
a term of Western and fairly recent provenance. As some Western historians now
acknowledge, the Renaissance and renewed concern in the West for the classical
world were profoundly influenced by the influx of Greek intellectuals fleeing
the Turkish occupation of Byzantine lands even early on in the fifteenth
century,5 before
the fall of the imperial capital, just as refugee Iconophiles from the East had,
in the eighth century, influenced the mosaic art of the West at that time. This
emigration of scholars, incidentally, serves in general to impugn the idea that
the Byzantines had lost an appreciation of the arts and wisdom of the classical
world and, specifically, that they had lost access to the writings of the
ancients, which supposedly reached the West solely through Arabic sources. In
fact, as Father John Meyendorff has rightly observed, "much of our
knowledge of Greek antiquity is the direct result" of Byzantine
scholarship, and notably so after the revival of classical
studies that occurred in ninth-century Byzantium and the careful copying of
ancient manuscripts that resulted therefrom.6
Byzantine scholars took with them
to the West a rich knowledge of the ancient Graeco-Roman world. As in theology,
the Byzantine cultural world was,
it must be admitted, eclectic with regard to what it received and appreciated
from classical arts and letters; however, the classical arts and knowledge of
ancient Greek philosophy flourished in Byzantium.7
If the intellectual exodus
away from the Turkish yoke (and
once more, at the beginning of the twentieth century, from
the violent Communist revolutions that erupted in
Eastern Europe) broadened the intellectual horizons of the West, it also, in
many ways, helped to spawn in the Eastern intellectual emigration what has
been called a "Western
captivity." That is, in filling the vacuum created by upheavals in the East
that greatly restricted the study of the history, values, and ethos of the
Byzantines, émigré scholars quite often adopted the jaundiced
historiographical presuppositions
and theological models of the West.
As the members of the Eastern emigration became increasingly assimilated into
the Western world, this effect became more pronounced. Moreover, with the
deliberate Westernization of Muscovite Russia, the so-called "Third
Rome"8 and
the putative inheritor of the Byzantine
mantle, in the late seventeenth and early eighteenth centuries
under Peter the Great (1672-1725), this trend
was heavily reinforced. In an effort to turn to the social models of the West,
the Tsar dissolved the Russian Patriarchate, in 1721, and replaced it by a
ruling council or Synod under an imperial Procurator of Religion. In subsequent
years, Roman Catholic and Protestant, as well as a wide array of other Christian
and non-Christian religious ideas, gained popularity in Russia, changing
both the tenor and tone of the theological
tradition that it had taken from
the Byzantines. But undoubtedly, the dominant force in this deviation from the
Byzantine model was Western Christian and strongly fixed on Rome, as evidenced
by the fact that, well after the time of Peter the Great, many of the prominent
theological seminaries in Russia used Latin as their language of instruction and
were staffed by Jesuit-trained scholars from
Ukraine. Over many years, the effect of this Westernization naturally reached
into the whole of the intellectual life of the country.9
And certainly it was nourished by
the influence of the Western spirit of Russian intellectual circles in Western
Europe and America, especially after the flight of Russian intellectuals to the
West after the Bolshevik Revolution, just as the thinking, social ideals, and
political clout of Orthodox immigrants from Greece, the Levant, and other
Eastern European countries have introduced the fruits, both constructive and
destructive, of their Western experiences into the countries of what was once
the Byzantine East.
We cannot, of course, speak as though the Orthodox
emigration, whether during the waning years of Byzantium or in modern times, was
without its positive contributions to an understanding of the Byzantine East in
the Western world in which these immigrants found refuge. Indeed, I am
addressing, here, a current to which there are inevitable exceptions and which
was not entirely negative
in its consequences. For example, one of the most important post-Byzantine Greek
scholars working in the West, Adamantios Koras, who died in 1833, is often
characterized by contemporary scholars as a "Westernized" Orthodox
thinker and even as a thinker who consciously "rejected" his Byzantine
heritage. Indeed, he lived the majority of his life in France. Conversant in the
languages and then vogue thought of Western Europe, it is well known that he
greatly admired Edward Gibbon, whose opinion of the Byzantines, as we have
noted, was not a positive one. In
point of fact, however, Koras devoted much of his scholarly effort towards the
study of ancient Greek writers and also wrote books in defense of the Orthodox
Churchto which he was vehemently loyal, including a catechism and several
volumes of a devotional nature. In more modern times, Russian, Greek, and other
migrs to the West have, through their writings,
helped bring the Byzantine and Orthodox world to the attention of Western
scholars. Though Western influence certainly mars their writings, to a greater
or lesser degree, depending on the individual scholar, all of these immigrant
intellectuals have, nonetheless, contributed to this awakening of the West to
its Eastern counterpart and, in many ways, to its own Byzantine legacy.
Moreover, we must point out that it is to a great extentthough not
exclusivelyin the Orthodox emigration, among theologians and historians
alike, that the seeds of a reaction against the defects of Western
historiography and intellectual prejudice against the Byzantine East were
originally planted. And hints of this inclination towards the "Easternization"
of Orthodox theology and Byzantine history are frequently seen even in the
writings of scholars seemingly formed in the crucible of Western
thought and attitudes.
To summarize what I have said about the effect of the
three foregoing factors on Byzantine
historiography at a general level, then, we can observe that the
historiographical prism through which we see Byzantium and its
thousand-year-long history, both in the East and in the West, is very much that
of the Westerner. There are, as I have emphasized, notable exceptions to this
observation, including some writers in the East itself who, though I have not
cited them, maintained or developed an intellectual outlook largely unaffected
by Western thought. (With regard to recent times, the great Serbian Churchman
and theological genius, Archimandrite Justin [Popovich], comes immediately to
mind.) The observation itself must be taken as an ideational guide, not as an idçe fixe. Nonetheless, what I wrote
some years ago in a small volume on Byzantium and the West for a popular
audience, while intentionally overstated, is not without merit:
The Western view of the Christian
past...is particularly artificialit is a rather whopping lie, as the modern idiom would
have it, if only because it ignores the historical experience of more than half of the Christian world, the
Christian East, from which Western Christianity itself ultimately derives! Yet, it has gained such ascendancy that
one is hesitant to challenge it. It is so ubiquitous that even Eastern Christians, especially those living in the West,
often embrace it themselves. And if they do not, in fact, embrace it as their personal view, they often feel compelled
to speak within its framework in trying to present their own perspectives on the Christian past. The Western
view has become triumphant, despite its inadequacies in accounting...for a vast part of Christian history.10
In a similar vein, the late Father Georges Florovsky, though addressing Russian theological thought and the
Russian experience in particular, expresses very much what I have said about the Christian East in general. More importantly, however, he makes a necessary rejoinder
to what I have said. True though it may be that Byzantium, its history, and its theological traditions have
been viewed, in the dominant scholarly tradition, through the myopic eyes and sometimes seriously
flawed lenses of the Western investigator, the Christian East owes a great debt to the West. If Eastern Christians
have lost an acute awareness of their historical, cultural, and theological uniqueness, whether because of the
vicissitudes of history and their victimization by inimical political powers, or because they have been held captive
by a more-or-less conscious adoption of Western historical models and philosophical ideas,
Western scholars have preserved and studied much of the historical and intellectual data that can help the Easterner to regain
self-knowledge and his authentic identity. This we must stress, and this, as Father Florovsky points out, must
guide us in our confrontation with the West: a confrontation on common ground with equal footingalbeit one in which the East is obliged to the
West for the gift of the common ground on which this intellectual squaring away occurs, even if that ground has been littered at times
by Western historiographical and cultural prejudices that cannot be ignored:
Orthodox theology borrows its sources from the West; it
reads the Fathers and the acts of the Councils in Western editions, often merely for the sake of example, and
it learns the methods and the technique of utilization of sources at the school
of the West. We know the
past of our Church above all thanks to the efforts of many generations of Western scholars,
as far as both the facts and their interpretation are concerned. The fact that the conscience of the West is constantly
attentive to the ecclesial reality of history, that it assumes a responsible and heedful attitude toward it, that
it never desists from reflecting and meditating on the Christian sources, this
fact already is important. Western thought continues to live in that past, thereby compensating,
so to speak, the weaknesses of its mystical memory with the liveliness of its recollections. To the Western
world, the orthodox [sic]
theologian himself must bring its witness, the witness of the
intimate memory of the Church, in
order to have it coincide with the results of historical research. It is only that intimate memory of the Church
which vitalizes fully the silent witness of the texts [emphasis
mine].11
The historiographical problems which I have enumerated, resulting in a loss of intimate contact with the
spirit and ethos of the Byzantine East, touch on a more general problem for the historian; they impede us, to be
sure, in a far more universal way. In his beautiful volume on the writing of history,
The
Idea of History, which was first published in 1946, three years after his death, the
British historian and philosopher, R.G. Collingwood, argues that the goals and the purpose of history of
any kind are to recapture, in the mind of the student or scholar, a vivid feeling for, and understanding of, the period
which he is investigating. True history, Collingwood opines, is a recapitulation of the past, a psychic entry, to
the extent possible, into the societies and times which we study and an attempt to capture the ways of thinking,
the values, and the attitudes of those who inhabited these times and societies.
Collingwoods contemporary critics, as well as many of his present-day detractors,
accuse him of wishing to make the study of history something unscientific, a venture into scholarly fantasy
and the imagination. He has been accused of so idealizing history that it loses any objective content. Despite
these criticisms, it is certainly true that history is authentically objective, not only when it
undertakes a
scientific study of the past and
operates within the guidelines of established scholarly inquiry (which Collingwood in no
way disputed), but also when it in
fact captures past experience and understands events and intellectual
trends in the way that those who experienced them understood
them. This is not fantasy; rather, in its ideal
form, it is rational reconstructionism. Failing to reconstruct the past in a rational way, and thus failing to place
history in the context of those who lived it, is to fail at
historical inquiry at an elemental level. In this sense,
Collingwood and those who embrace his notions of history
should guide the serious historical
researcher in his
investigations.
Without doubt, if one applies the criteria by which
Collingwood characterizes true historical writing, all of
the deficits which we have acknowledged visvis the
study of Byzantine history, Byzantine theology, and the
confrontation between the Byzantine East and the
Roman West frustrate, in the most immediate and substantial
way, any grasp of how the Byzantines approached
the West conceptually, how they understood
the mentality of the West, and how they were
affected by their interactions and exchanges with the West. This is true, not only because the historiographical foibles and
prejudices in question obfuscate the nature of the Byzantine Empire and the experiences of those who lived in it,
but also because these intellectual
impediments further
complicate an already distorted vision of the Christian
East. To study the Byzantine perception of the thwarted
rapprochement between the
Eastern and Western Christian worlds in the thirteenth and fourteenth centuries, a
scholar must seek to understand Byzantium on its own terms; he must liberate himself from the dominant categories
and paradigms of Western thought, thought
which has made the study of this period of time so
asymmetrical. He must begin to think like the Byzantines.
And this is obviously impossible, once more, when
our intellectual world is already once removed
from their world, from their thought processes, and from their world-view: removed not merely because of a prevailing
intellectual tradition, but also because of enduring prejudices which have, paradoxically enough, passed from
the West to the East and taken root in the East itself.
Not only, therefore, must the scholar embrace the
guidelines for writing history put forth so brilliantly by Collingwood, but he must also exhibit the humility that
will allow him to admit that there may have been things in the Byzantine experience that exceed what the
historians who have studied the Byzantines in a superficially prejudicial, if not sometimes deliberately hostile, way
have found. He must yield to the idea that there may be dimensions to a society formed by theological and spiritual
ideals that we do not easily grasp, dimensions beyond those which we
can easily access and assess by the standard "scientific" tools and evaluative criteria of
the historian. Only in this humble turning-away from old prejudices and tainted theories can we come to share
something with those whom we study; in this case, the Byzantines. This may appear to some to constitute an
assault against objectivity; nonetheless, it is the one thing needful, if we are to be truly
objective. In the final analysis, neutral objectivity is not always, if ever, attained by
the scholars supposed ability to remain uninvolved; rather, involvement and direct immersion into the thinking
and values of a people alone ultimately
provide us with the genuine data by which we can understand them. What measure of objectivity exists, one might ask
rhetorically, where such understanding is absent?
As we set about investigating the specific historical
events, social attitudes, and theological thinking that shaped the confrontation between Orthodoxy and
Roman Catholicism in the thirteenth and fourteenth centuries, it becomes immediately evident that all of the
warnings that I have set forth here are both operative and crucial. This is quite simply because
general surveys of Byzantine history give short shrift to most of this time
period, save for the tragic events of the Fourth Crusade and the sack of Constantinople by the
Latins, which opened the thirteenth century, and the theological
controversies of the fourteenth century as they impacted on the attempts at union between the Orthodox and Roman
Catholics on the very eve of the final collapse of Constantinople. Though there are specialists who have
studied specific periods and issues within these two centuries with great care and in great detail, it is still a period
that is seldom studied as an entity in and of itself.12
Of course, these are not centuries that stand alone, as though the currents of the centuries before them did not
shape them; nor, of course, were they anything but antecedents to other events, when seen from the perspective
of subsequent epochs. But they do have an integrity and unity of their own, much in the
same way that a person, though he is the product of his forbears
and contributes much of his own to his progeny, is nevertheless a distinct individual and constitutes an array of
genetic, physical, psychological, and even spiritual traits
that are his alone and which are worthy of independent
study.
Hence, as curious as it may seem, we must approach the study of these two centuries in a very broad
way,
essaying thereby to bring into focus their peculiarities
and to show why they constitute such a distinct period
of time between the violent assault against Constantinople
in 1204 and the tumultuous century that ushered in
the collapse of the Byzantine Empire. To this end, we
must with equal assiduity avoid the historiographical
pitfalls which I have tried to enumerate and
explicate and delve deeply
into the intellectual effects of the events of the thirteenth and fourteenth centuries,
which saw their own failed union attempt between the Christian East and West, the Hesychastic controversy, and the
flowering of Papism in the West. There are few histories or guides
available to us in this quest, since the Byzantine story has not been fully or carefully told. However,
of those few studies that are available, one of two chief sources is Father John Meyendorffs Byzantine
Theology,
13 which treats with Byzantine
theology from Chalcedon to the fall of Constantinople. This is in many
ways a remarkable work, since it aims at placing the doctrinal and political disputes between the Christian East and
West in proper theological perspective. Unfortunately, however, Father Meyendorff was
very much the product of his training in Western historiography. As well,
despite a brilliant chapter on Eastern Orthodox anthropology (Chapter 11, "Man"), wholly consistent with the
consensus of the Eastern Fathers, there are some glaring
Western influencesnot to mention lapses in philosophical acuityin his theological discussions in this book,
and especially with regard to the Palamite or Hesychastic Controversy.14 This
volume is not the "definitive book on Byzantine Orthodox theology" that a blurb on
the back cover of the second edition suggests it is, but it does help to fill a scholarly void that has not even begun
to be faced.
In addition to Father Meyendorffs survey of Byzantine
theology, there is a useful book by Professor Aristeides Papadakis, written in collaboration with
the former. This book is entitled, The
Christian East and the Rise of the Papacy: The Church 1071-1453 A.D.15
It covers the period from the victory of the Seljuk Turks over the Byzantines
in Armenia and ends with the fall of the Byzantine capital.
16 It was, in fact, not only
written in collaboration with Meyendorff, but contains two essays by him, one on the Orthodox Church in the Balkans
and the other on the Church of Russia, roughly covering the time period designated in the books title. Unfortunately, though this
book is marked by very sound and impressive historical scholarship, it does not deal with the two centuries
which are our concern in great detail, except as they fit into the broader period that it covers. Professor Papadakis
discussion of the Hesychastic controversy, one of the most important events of the fourteenth century,
however, is of great importance to us. It is reasonably thorough and reflects a very good understanding of the
basic issues involved in the theological disputes that
shaped the controversy. Admittedly, the authors preoccupations, in this volume, are not essentially theological;
but he understands and emphatically states that no history of the Byzantine Empire can ignore its theological
and spiritual dimensions.17 His
account of Western historical developments during the thirteenth and fourteenth centuries is also insightful and of direct use to us.
In our investigation of the interaction between the Byzantine East and Roman Catholic West, we will follow,
evaluate, and expand on many of his observations, as well as those of Father
Meyendorff.
Endnotes
1. I should note, here, that there are, of course, historical sources that place in question the extent to which Orthodox
Christianity reached the masses and the quality of the religious or spiritual life that they led. For example, R.J.H. Jenkins,
in his commentaries on the social life of the Byzantines, acknowledges that Christianity prevailed among the higher
social classes as a matter of their daily preoccupations and as a monument of their
conservatism, but argues that any real religious hegemony was absent from the Empire. He maintains that the spiritual needs of the lower classes,
"whose lives began and ended with the soil and its tillage," were met largely
by paganism, "with its roots securely planted in the periodicity and aberrations of nature." It is, in fact, to the inability of
the Byzantine Empire, despite "the force of religious feeling," to make Christianity "equally potent
among the peasantry" that Jenkins attributes the lack of "solidarity" that doomed the
Byzantine Empire. (See his essay, "Social Life in the Byzantine Empire," in
The
Cambridge Medieval History, ed.
J.M. Hussey [Cambridge: The University Press, 1967], Vol. IV, Part II, pp.
102-103, 101.)
Nonetheless, I believe that the prevailing view among
careful students of the Byzantine experience is that primary sources and chronicles speak of a reasonable
degree of theological awareness even among the lower classes in Byzantine society (excluding, naturally, those populations on the periphery
of the Empire, who were frequently without the ministrations of the Church or who were non-Christian or pagans).
J.M. Hussey and T.A. Hart, admitting that the "great traditions of Byzantine mysticism may have affected a small minority,"
nonetheless, in their study of the rôle of the Orthodox Church in the Byzantine Empire, contend that, "for whatever its defects,
Byzantine civilization was permeated by Orthodox Christianity, and perhaps owed its
existence to it." Certainly, moreover, the population of Byzantium was no more beset by
pagan superstitions than the populations of the West; and while Professor Jenkins sees Orthodox Christianity as a
limited force that failed to save the Empire, Professors Hussey and Hart place far less emphasis
than he does on alleged religious deviation at a popular level and see the Orthodox Church as a
basic element in the very existence of the Empire. It is my opinion that the historical data themselves support this latter
point of view. (See J.M. Hussey & T.A. Hart, "Byzantine Theological Speculation and
Spirituality," ibid.,
pp. 204-205.)
2. This alternative historiographical model is set forth
quite forcefullyif a bit peremptorily at timesby [Father] John Romanides in his Franks,
Romans, Feudalism, and Doctrine: An Interplay Between Theology and Society (Brookline,
MA: Holy Cross Orthodox Press, 1981; esp. pp. 9-36). To some degree, this provocative and compelling work undoubtedly overstates
the "Eastern" view of historical events that helped to shape the contemporary European world and the cultural scions of
Byzantium in the Western Hemisphere. Indeed, one must admit that many of the weaknesses
that accrue to the reification of the Western historiographical model which it seeks to challenge
are also evident in Romanides notion of
Romiosine, or
the peculiar culture which marked the legacy of the Roman Empire in Byzantium; nor, indeed, does he put forth his views
without some polemical commentary that compromises the objectivity of his thesis. Nonetheless, his brilliant creation of
an historiographical model that in many ways turns the accepted historical view in the West upside down helps us to
understand quite clearly that ostensible historical trends are frequently more the
product of how we see and interpret historical events than they are literal and accurate portrayals of
these events.
3. J. Daniélou, "Patristic Literature," in Historical
Theology,
Vol. II, The Pelikan Guide to
Modern Theology (Baltimore, MD:
Penguin Books, 1969), p. 116.
4. In this respect, see the remarkable Introduction, by Professor Stephen D. Salamone of Boston University to Professor
Cavarnos book, The Hellenic-Christian Philosophical Tradition
(Belmont, MA: Institute for Byzantine and Modern Greek Studies, 1989), pp. 1-10; esp. the section
entitled "The question of the Hellenic Continuum" (pp. 2-4), in which Dr. Salamone
identifies the ongoing traditions of the Hellenic experience with certain "spiritual" values that link the ancient and Christian
Greek worlds.
In his book, The Hellenic
Heritage: Ancient, Byzantine, and Modern (Belmont, MA:
Institute for Byzantine and Modern Greek Studies, 1999), Professor Cavarnos also provides a brief
summary of the intellectual life of the Greeks after the fall of Byzantium and into modern times, characterizing the scholarship
of this period as a clear continuation of the ancient Hellenic heritage and the scholarship of the Byzantines. (See
Chapter 2, "The Hellenic Heritage in Modern Times," pp. 35-55.)
5. See an interesting commentary on the Greek colony in Venice and both its impact, as well as that of the emigration
from Byzantium after the fall of Constantinople in 1453, on the Renaissance in Deno John Geanakoplos,
Byzantine
East and Latin West (New York: Harper
Torchbooks, 1966), Part II, Chapter 4, pp. 112-114 esp.
6. [Father] John Meyendorff, Byzantine
Theology: Historical Trends and Doctrinal Themes, second
printing (with revisions) (New York: Fordham University Press, 1983), p. 55.
It should be noted that F. Dlger, the famous philologist
and student of Byzantine literature, denies that the Renaissance "came about as a result of the activities of Greek humanists"
who emigrated West following the Fall of Constantinople in 1453. However, he concedes
that "the educated Byzantine world gave a good deal of its time to the literature of ancient
Greece, to textual emendation and commentaries and to the production of linguistic and other aids to its better understanding
and appreciation. So strong was tradition that the best minds of Byzantium were constantly lavishing their time
on absorbing this philological, exegetical, and encyclopaedist work." (See his essay, "Byzantine Literature," in The
Cambridge Medieval History, op. cit., p.
247.)
Cavarnos observes, with regard to the works of Aristotle,
for example, which were popularized in the West through Latin translations from Arabic texts in the twelfth century, that
"a broader and more accurate knowledge of Aristotles philosophy resulted in the thirteenth century through the capture of
Constantinople, the capital of the Byzantine Empire, in 1204, by the Crusadersfor after the
closing of Aristotles school at Athens in the sixth century, Greek philosophy had found a
home at Constantinople. Here, the study of Aristotles philosophy, as well as that of Plato, continued without interruption"
(The Hellenic-Christian Philosophical Tradition, op. cit., p.
37).
7. On the subject of the preservation of various elements of classical art and architecture in the Byzantine Empire, let me
quote here a statement by the British art critic, Herbert Read, taken from his Introduction to the English translation of Professor
Panagiotis A. Michelis book on the art of Byzantium,
An Aesthetic Approach to Byzantine Art (first
published, in translation, in London in 1955). Read praises Professor Michelis for
his enlightening presentation of an artistic tradition "which has suffered from so much ignorance, confusion, and controversy"
(quoted in Cavarnos, The
Hellenic Heritage: Ancient, Byzantine, and Modern, op. cit.,
p.
45). This insightful characterization applies broadly to a large number of contemporary
assessments of Byzantine art.
Byzantine art, of course, drew on classical Greek and
Roman art for many of its models. But there exists not a little controversy in art history concerning the clear lines that can be
drawn between Greek and Roman art. Byzantine art also drew from Persian, Egyptian,
and Syrian art. But here, too, the latter two traditions were similarly influenced by Hellenic art.
Whatever the case, the Byzantines certainly incorporated classical art into their artistic style, and this classical influence
endured throughout the history of their art. It is undeniable, of course, that, as David Talbot Rice states, the Orthodox Church
"moulded and influenced that art as a sculptor moulds his clay" and "dictated its form and
limitations," bringing it
"to express the infinity of the Christian God, not the finite perfection of Greek thought" (D. Talbot Rice, Byzantine
Art, revised and expanded edition [Baltimore, MD: Penguin books, 1968],
p. 64). But unlike A. Grabar, the French historian and archaeologist of Christian
antiquities, Professor Rice does not create the impression that the limitations set by its religious goals
frustrated or even obviated the cultivation of an appreciation for the Graeco-Roman artistic paradigms from which Byzantine
art in part developed. (Grabars views are clearly set forth in an essay on Byzantine art in The
Cambridge Medieval History, Vol. IV, Part II, op. cit., pp.
306-353.) Professor Cavarnos, whose thought also sharply contrasts with Grabars notion of the limitations
of Byzantine art, argues, along the lines of Rice, that the Byzantines refined the simplicity, clarity, and idealism
of classical Greek art, adding to the beauty of the latter a sublime spiritual element that does not, in this admixture, violate the
"organic unity" and artistic authenticity of Byzantine art.
In fact, the Byzantines also directly
preserved many of the plastic arts of the ancient world, including free
statuary. The pious Emperor Justinian had statues of himself and his Empress placed in gardens and public places, and into the first
part of the seventh century this art was not at all unusual in Byzantium. It is a misunderstanding of the theory of Icons that
emerged from the Iconclastic period that has led to the idea that statuary, and even religious statuary, is forbidden in the
Eastern Orthodox Church. Rather, because it too easily lends itself to the veneration of the religious object, rather than the
archetype to which such veneration is ideally directed (to employ the theological imagery of
St. John of Damascus), religious statuary is disfavored in the Christian East and
only
two-dimensional iconographic art is given liturgical sanction.
Nonetheless, very beautifully executed religious statues could be found in relatively late Byzantine times (see, for example, a
twelfth-century ivory statue of the Mother of God the Hodegetria in Steven Runciman, Byzantine
Style and Civilization, second reprinting [New York: Viking Penguin,
1987], p. 101).
8. The idea of the translatio
imperii, or translation of the Empire, from Constantinople to Moscow, following the fall of
the former, was a very popular theme in the sixteenth century, the dissemination of which was meant to bolster Russian
imperialism. The idea was formulated in religious terms in the correspondence of the Monk Filofei early in the sixteenth century.
It was his conviction that, with the fall of Constantinople, Russia remained the only
Christian State and that, just as the power of "Old Rome" had been transferred to the "New
Rome" in Constantinople in 330, so the power of the latter had been transferred to Moscow after 1453. This is a rather naive
understanding of the relationship between Old and New Rome, which was the subject of the administrative pronouncements
of the Second Oecumenical Synod in Constantinople (381); this Synod, in a complex canonical formula,
gave an equal status of honor to Rome and Constantinople. From a purely theological standpoint, the succession of some sort of
ecclesial authority from Old to New to a Third Rome is not only tenuous, but unacceptable in terms of how the Orthodox
Church interprets the nature of the primacy of honor granted Constantinople, along with Rome, at the Constantinopolitan
council. Nonetheless, this image of Moscows inherited primacy has taken on nearly doctrinal dimensions among some
Russian Orthodox and Western writers.
9. The effects of this Westernization are presented in a very
stark statement by Metropolitan Anthony Khrapovitsky of Kiev (later First Hierarch of the
Russian Orthodox Church Abroad) in his Introduction to a theological monograph published
at the beginning of the last century in Poland (Tarasii Kurganskii, "Perelom v drevnerusskom Bogoslovii" [Warsaw:
A.T., 1927]). He argues that a systematic Orthodox theology in the Russian Church at
the time was yet to be formulated, on account of the "imitation of heretical doctrinal systems, as we
have habitually done for two hundred years." One might argue that, despite the intricacies of Russian Orthodox theological
trends (which also wandered off into such philosophical movements as German idealism and the thinking of the
nineteenth-century European Romantics), there still remained, of course, a fundamental confession of the
Patristic consensus that forms the body of Orthodox Church dogmatics. The tragedy of Russian theology (and not Russian theology alone,
we must emphasize) is perhaps not so much the lack of a systematic theology of its own, but its failure to draw fully on the
organic unity of Orthodox theology, a natural
system that rises out of the consensus
Patrum.
10. Archbishop Chrysostomos and Bishop Auxentios, The
Roman West and the Byzantine East (Etna,
CA: Center for Traditionalist Orthodox Studies, 1988), p 11. Also see the comments in the Introduction to my book,
Contemporary Eastern Orthodox Thought: The Traditionalist Voice
(Belmont, MA: Nordland Publishing Company, 1982).
11. [Protopresbyter] Georges Florovsky, Aspects
of Church History, Vol. IV in The
Collected Works of Georges Florovsky (Belmont,
MA: Nordland Publishing Company, 1975), pp. 203-204.
Father Georges observations about the dependence of
Orthodox scholars on Western theological texts and scholarly interpretation is not an exaggeration. A striking example of
what he asserts can be found in the scholarly treatment of St. Theodore the
Studite. In spite of the Saints absolutely pivotal rôle in the history of the Orthodox Church (and particularly in
the late eighth and early ninth centuries), the only critical collections of his works, until well into the twentieth century,
were of Western provenance. Furthermore, the scant studies of his life and work that can be found prior to this timeand
these written from a clearly Roman Catholic standpointare those published, in French,
by the Société des Bollandistesearly in the century. Indeed, to this day, the only complete and
reliable survey of Saint Theodores writings is a monumental two-volume work, in Russian, by Alexander
Dobroklonsky, published in Odessa in 1913 and 1914. The effects of this paucity of materials
and commentaries on the historical study of Byzantine theology are obvious. Equally obvious is the support
that this single example lends to Florovskys observations.
12. One of the few studies of the Byzantine East and its
relationship to the Papacy is Sir Steven Runcimans, The
Eastern Schism: A Study of the Papacy and the Eastern Churches During the XIth and XIIth Centuries (Oxford:
Clarendon Press, 1955). This is an outstanding book which undertakes to examine,
in the eleventh and twelfth centuries, the relationship between the Byzantine East and the Papacy in much the same
way that we intend to look at that relationship in the thirteenth and fourteenth centuries. His perspective is less global thanours, but his approach to the
Byzantine East is both a sympathetic and very insightful one.
13. John Meyendorff, Byzantine
Theology, op. cit.
14. With regard to the serious limitations in Father John Meyendorffs Palamite scholarship, which has nonetheless
gained great popularity in the West, see the devastating review of his Introduction lÉtude de Grgoire Palamas (Paris:
ditions du Seuil, 1959) by the Reverend John S. Romanides, "Notes on the Palamite Controversy and Related Topics,"
Parts I and II, The Greek
Orthodox Theological Review, Vol.
VI (Winter 1960-61), pp. 186-205, and Vol. IX (Winter 1963-64), pp. 225-270.
15. Aristeides Papadakis, The
Christian East and the Rise of the Papacy: The Church 1071-1453 A.D. (Crestwood,
NY: St. Vladimirs Seminary Press, 1994).
16. This first date is not an arbitrary one. Many historians contend that it was at the battle of Manzikert, in Armenia, in
1071, that the Byzantine Empire first began to unravel, leading to its final dissolution in the mid-fifteenth century.
17. Aristeides Papadakis, The
Christian East and the Rise of the Papacy: The Church 1071-1453 A.D., op. cit., p.
3.
+ + +
From Lecture III: Evaluating the Fourth Crusade: the Social, Political, and Theological Drifting-Away of Orthodox Byzantium from Papal Europe, pp. 80-82.
To conceptualize the political world of the Byzantines and the interaction between Church and state, we have to
turn from Western categories and ways of thinking to iconographic imagery.
An Icon is traditionally made of material things: wax, wood, fragments of
glass, paint, and so on. And it is painted by human beings who share with
the medium of their art all of the flaws, limitations, and shortcomings of
the physical world. In its spiritual aspects, however, in its ontological
dimensions, the Icon serves as a sublime channel for the expression of the
spiritual. It lifts one up, in a perceptual sense, to the archetype which
it represents, acting through matter to link those who venerate it with the
spiritual realm and the figuresdwelling in that realmwho are depicted on
the Icon. An Icon may, of course, become spoiled. Those who paint it may betray,
in their own imperfections, the artistic, spiritual, and ontological perfection
to which the Icon aspires. The Icon itself may, indeed, fade or simply rot
away. But the external attributes of the Icon and this process of natural
deterioration do not detract from or compromise its ideal purpose: that of
capturing, in imperfection, a glimpse of perfection; in time and space, a
vision of the Eternal; and touching, by way of what is natural, the supernatural.
In like manner, the Byzantine Empire
sought, in its ideal image, to make the earthly realm a reflection of the
Heavenly realmto bring Heaven down to earth and to lift earth up to the archetype
of spiritual and social perfection contained in the Heavenly realm. Thus,
in defining their political goals and aspirations, the Byzantines did not
heed just the external imperfections of the Empire and the failures of its
very human leaders and citizens. They looked, as well, to the ideal of a perfect
interaction between the mundane and the spiritual, between the human and the
Divine, that formed the icon of the Empire. And thus the political realm,
too, reflected, for them, something theological and compellingly spiritual.
It took on an aura of holiness, even in the face of its very imperfect and
sometimes gruesomely violent and self-serving political policies and religious
leaders. The Emperor and the Patriarch represented this blending of the mundane
and the spiritual, this expression of the communion between earth and Heaven,
the secular and the spiritual. And this organic relationship was not, for
the Byzantinewhatever its imperfections and however frequent and gross its
abuses, a human invention, adventitious and contrived in nature; it represented
a spiritual legacy that dwelled in the Byzantine mind. Therefore, the sack
of Constantinople and the defilement of its spiritual treasuresof this city
where Heaven touched earthhad psychological implications for the Byzantines
that are inestimable. The Great City was not simply conquered. The Latins
were not simply invaders. Rather, the Westerners had become to them the enemies
of Christ, despoilers of the sacred; the Latins, in some ways, were to the
Byzantines what the Moslems had become to the simple pious of the West. This
perception, which was somewhat modulated late on in the Empire, as literary
evidence suggests, nonetheless lingered in the minds of many and helped to
bring an end to hope of a common witness between the East and West, whether
social or religious.
Lecture 1 from Orthodox & Roman Catholic Relations. Available from the Center for Traditionalist Orthodox Studies.
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